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1 CountyBoard Resolution #343, 2000 (St. Louis County Computer 2 Minnesota Statute 383C.05 Political Activity 3 County Board Resolution #104, February 20, 2007 Non Discrimination which refers to County Board File No. 52732, on file in the office of the County Auditor,
4 County Board Resolution #512, June 13, 1989 Drug and Alcohol 5 County Board Resolution #494, October 4, 2005 Harassment refers to County Board File No. 58455
Employment Discrimination Complaint and Investigation Procedures as established by the St. Louis County Civil Service Department.
1. ST. LOUIS COUNTY COMPUTER POLICY RESOLUTION NO. 343 May 9, 2000 WHEREAS, St. Louis County has previously provided for Internet access policy issues through Resolution No. 649, dated August 12, 1997; and WHEREAS, the MIS User Group Internet Subcommittee has reviewed that policy and accompanying individual Memorandum of Agreement and has recommended updating the policy; and WHEREAS, the recommended policy has been reviewed and approved by the MIS User Group and Department Heads; and WHEREAS, adoption of the policy would provide a clearer understanding of computer usage issues and be of benefit to the County. NOW, THEREFORE, BE IT RESOLVED, that the St. Louis County Board of Commissioners adopts the St. Louis County Computer Policy, copy on files in County Board File No. 57577, and specifically repeals Resolution No. 649. ST. LOUIS COUNTY COMPUTER POLICY I. Introduction St. Louis County utilizes computers and computer systems in the work place to facilitate communications, improve employee productivity, and fulfill its government functions. It is the intent of this policy to provide an overall framework for computer usage within St. Louis County. II. Scope A. Management Rights St. Louis County is the owner of the computer systems it provides to its employees to conduct County business. St. Louis County, as the owner of this equipment and the employer of the County employees, is responsible for the lawful and appropriate use of the County’s systems. Accordingly, the County must maintain the right to oversee use of the County systems by County employees to protect ownership rights to the systems and to prevent illegal or inappropriate use of the systems. B. Public Rights Information contained on the County’s systems may be accessible to the subject of the information, authorized third parties, or the general public. Access to this information is governed by state laws, federal laws, and rulings by the courts. These laws include numerous provisions providing public access to information, as well as, numerous provisions protecting the rights of persons affected by this information. St. Louis County, its 15.8 ST. LOUIS COUNTY BOARD POLICIES MANAGEMENT INFORMATION SYSTEMS CHAPTER 15 officers, and employees shall implement their best judgment and discretion in protecting the rights of the public and the privacy of individuals when administrating information contained on the County’s systems. C. Employee Privacy The County recognizes the privacy interests of its employees to the contents of their personal communications contained in the County systems. While recognizing the privacy interests of its employees, the County must balance these privacy concerns with the County’s inherent management responsibility to manage its systems, together with, rights of the public and third parties to obtain certain government information. D. Transient Electronic Communications The County’s electronic mail system, known as e-mail, is used as a communication system for electronic messages. The system is not intended as a storage system for transient electronic communications unless, pursuant to County policy, the electronic messages are entered into an official County record keeping system. III. Responsibilities It is the responsibility of the St. Louis County Board to establish policies concerning computer usage within St. Louis County. It is the responsibility of the MIS User Committee to discuss County computer policy and provide recommendations to the St. Louis County Officials Organization and St. Louis County Administration. It is the responsibility of the County Administrator and designees to ensure appropriate utilization of the St. Louis County systems for retention of government data and records. It is the responsibility of department heads, individually and through the St. Louis County Officials Organization, to assist the County Board in formulating the St. Louis County Computer Policy. Department heads shall also be responsible for setting specific departmental policies on computer usage within the framework of the overall County policy. Department heads shall also be responsible to establish departmental policies on the creation of data and storage of records consistent with the Minnesota Government Data Practices Act, Minn. Stat. Ch. 13, and the preservation of public records consistent with Minn. Stat. § 138.17, and Minn. Stat. § 15.17. It is the responsibility of St. Louis County employees to utilize St. Louis County computers and systems to further the goals of St. Louis County in providing services to its citizens. They are also responsible for taking all precautions necessary to avoid contamination of the county’s computers and systems by 15.9 ST. LOUIS COUNTY BOARD POLICIES MANAGEMENT INFORMATION SYSTEMS CHAPTER 15 software viruses and to prevent the unauthorized use of the County’s systems. The MIS Department shall be responsible to maintain and operate the County’s hardware and software systems. This includes the appropriate backup of systems and information for purposes of disaster recovery. Backup of such a nature is not intended to create data. IV. Hardware and Software St. Louis County is the owner of all equipment provided to employees and constituting the St. Louis County computer system. St. Louis County also provides software for use on individual computers and within the system. Employees should be responsible for understanding and respecting the terms of such software licenses. Use of hardware and software beyond that provided to employees by the County shall require MIS and department head approval. Privately owned hardware and software not licensed to St. Louis County will not be serviced by County support staff. Personal use of St. Louis County hardware and software is permitted. However, such use shall be limited in time and frequency in accordance with County and Departmental policies. It shall be conducted in a manner to limit the interruption of County business. All computer usage remains subject to all other St. Louis County policies, including but not limited to St. Louis County Usage Ethics Computer Policy, the St. Louis County Conflict of Interest Policy, the St. Louis County Nondiscrimination Policy, and the St. Louis County Sexual Harassment Policy. V. E-mail The St. Louis County system provides e-mail systems on both an Intranet and Internet basis. E-mail is intended as a communication tool. E-mail messages, when read, will be defaulted to trash and will not be maintained by the MIS department in a backup capacity. Department heads will ensure proper procedures are established within their department to insure that those e-mail messages which are to be retained as government data or government records are preserved in an appropriate manner. St. Louis County recognizes that employees may have some privacy rights in email pursuant to the Minnesota and Federal Electronic Communications Acts. St. Louis County, however, cannot guarantee that e-mail will remain private. St. Louis County may be required by court order, statute, or other authority to divulge employee e-mail. Additionally, St. Louis County reserves a right to monitor employee’s e-mail if inappropriate or illegal e-mail usage is suspected. Personal use of e-mail is permitted. However, such use shall be limited in time and frequency in accordance with County and Departmental policies. It shall be conducted in a manner to limit the interruption of County business. Personal use of e-mail is subject to all other policies of St. Louis County including, but not limited to, the St. Louis County Conflict of Interest Policy, the 15.10 ST. LOUIS COUNTY BOARD POLICIES MANAGEMENT INFORMATION SYSTEMS CHAPTER 15 St. Louis County Nondiscrimination Policy, and the St. Louis County Sexual Harassment Policy. VI. Internet and Intranet St. Louis County employees may have Intranet and Intranet access through St. Louis County systems. Internet and Internet usage provides unique opportunities to gather and exchange information to fulfill the mission of St. Louis County. Personal use of Internet and Intranet access is permitted. However, such use shall be limited in time and frequency in accordance with County and Departmental policies. It shall be conducted in a manner as to limit the interruption of County business. Internet usage may create temporary files such as cookies or cache. The placement of temporary files within the St. Louis County system shall not be considered permanent or the creation of government data. Personal use of Intranet and Internet access remains subject to all other St. Louis County policies including, but not limited to, the Conflict of Interest Policy, Sexual Harassment Policy and Nondiscrimination Policy. 15.11
2. 383C.05, Minnesota Statutes 2006
Copyright © 2006 by the Office of Revisor of Statutes, State of Minnesota. 383C.05 POLITICAL ACTIVITY. No officer or employee in the classified service is under any obligation to contribute to any political fund or to render any political service to any person or body whatsoever and no person shall be removed, reduced in grade, or salary, or otherwise prejudiced for refusal so to do. No public officer whether elected or appointed shall discharge, promote, demote, or in any manner change the official rank of the employee or the compensation of any person in the classified service or promise or threaten to do so, for the giving or withholding or neglecting to make any contribution of money or services or any other valuable thing for any political purpose. Except as herein provided, any officer or employee holding office or place in the classified service may become a candidate for nomination or election to any public office or may seek and accept election, nomination or appointment as an officer of a political group, or organization, or take part in a political campaign or serve as a member of a committee of any such club or organization, or circulate or seek signatures to any petition provided for by any primary or election law or act as a worker at the polls, or distribute badges, colors, or indicia favoring or opposing the candidate for election or nomination to a public office whether federal, state, county or municipal, if the officer or employee does not engage in such activities during working hours or to such an extent off duty that the officer's or employee's efficiency during working hours is impaired or that tardiness or absence from work without notice or permitted leave results. Nothing in this section shall be construed to prohibit or prevent any such officer or employee from becoming or continuing to be a member of a political club or organization or from attendance at political meetings or from enjoying entire freedom from all interference in casting a vote or from seeking or accepting election or appointment to public office. History: 1941 c 423 s 21; 1957 c 340 s 1; 1973 c 256 s 1; 1986 c 444; 2003 c 70 s 1
3. RESOLUTION NO. 104 BOARD FILE NO. 52732 February 23, 1987
RESOLVED, that the St. Louis County Board of Commissioners, consistent with its resolve to provide fair and equitable treatment in all conditions of employment for employees and job applicants, does hereby adopt a policy relating to equal employment opportunities, as contained in County Board File No. 52732, on file in the office of the County Auditor, effective immediately.
RESOLVED FURTHER, that the Civil Service Department shall establish a procedure relating to the filing of and investigation of employment discrimination complaints.
4. DRUG AND ALCOHOL-FREE WORKPLACE POLICY RESOLUTION NO. 512 BOARD FILE NO. 53523 June 13, 1989 RESOLVED, that the St. Louis County Board of Commissioners hereby adopts the St. Louis County Drug and Alcohol Free Workplace Policy as of June 13, 1989, copy on file in County Board File No. 53523. ST. LOUIS COUNTY DRUG & ALCOHOL-FREE WORKPLACE POLICY INTRODUCTION - St. Louis County has a responsibility to its citizens to provide a safe, productive work environment. The County also has a responsibility to assure that its employees are providing services in a physically and psychologically fit manner. In order to achieve these objectives, St. Louis County employees must be able to work in a drug and alcohol-free working environment, and themselves be free from the effects of drugs and alcohol while at work. In recognizing that the health and wellness of employees is imperative to a productive work environment, the County intends to focus on education, prevention and assistance measures in striving to maintain a drug and alcohol-free workplace. The purpose of this policy is to set forth the County’s rules regarding drugs and alcohol use and possession in the workplace. COVERAGE OF POLICY - The St. Louis County Drug and Alcohol-Free Workplace policy is applicable to ALL St. Louis County employees, independent contractors and volunteers or any individual representing the County in any capacity. It is the responsibility of every County department to enforce all provisions of this policy. Questions regarding the policy should be referred to the St. Louis County Civil Service/Personnel Department. All coverage and intent of this policy is in accordance with the provisions of the Drug-Free Workplace Act-1988. DEFINITIONS - “Alcohol and drug use” - defined as the use of mood altering drugs including but not limited to forms of alcohol, narcotics, depressants, stimulants, hallucinogens, marijuana or the use of prescription drugs which impair job performance “Controlled substances” - defined as those substances of which the use, distribution or possession is controlled by regulation or statute “Impaired job performance” - defined as a situation in which an employee has impaired alertness, coordination, reactions, responses or effort; if the employee’s behavior or conduct is a safety or health threat; or if the employee’s behavior or conduct has the 6.1 ST. LOUIS COUNTY BOARD POLICIES DRUG AND ALCOHOL CHAPTER 6 ST. LOUIS COUNTY BOARD POLICIES DRUG AND ALCOHOL CHAPTER 6 appearance of unprofessional, irresponsible conduct detrimental to the County’s public image “Employee” - defined as any person employed by the County POLICY STATEMENTS: 1. St. Louis County prohibits the use, possession, sale or transfer of alcohol, or controlled substances, identified by State or Federal laws, during all work hours, on County owned property or whenever County work is being performed. Exception: This policy statement does not apply to Sheriff’s Department employees when the prohibited act or possession is performed in accordance with Sheriff’s Department policy, and such use or possession is necessary in connection with the investigation of illegal activities. 2. St. Louis County will provide to its citizens and employees a workplace free of the use of drugs or alcohol. No employee or contractor of the County shall report to work while impaired or influenced by alcohol, controlled substances or other mood altering drugs. The County encourages employees in safety sensitive positions to notify their supervisors if they are taking medically prescribed drugs which may impair job performance. 3. St. Louis County prohibits any employee or contractor of the County from operating, using or driving any equipment, machinery or vehicle in performance of County work while impaired or influenced by the use of alcohol or drugs. 4. St. Louis County discourages employees from consuming or using alcoholic beverages or controlled substances during lunch, dinner meals or break periods when returning to work to perform work on behalf of the County. 5. St. Louis County requires, pursuant to the Drug-Free Workplace Act-1988 that an employee must notify their supervisor of any criminal drug conviction for a violation occurring in the workplace, within five (5) days of such conviction. The County will notify the contracting/granting agency within ten (10) days of receipt of an employee conviction notice. 6. St. Louis County requires that any employee who is called to work in a call-out situation must notify his/her supervisor prior to starting work if they have consumed alcoholic beverages, ingested controlled substances or taken prescription drugs which may impair performance of duties. It will be the responsibility of the employee’s supervisor to ask pertinent questions to determine the employee’s ability to perform in a safe, fully functioning capacity. It will be the responsibility of the Supervisor to document the authorization to come to work. 7. St. Louis County requires that supervisors notify their Department Heads when there is evidence or reasonable suspicion to believe that an employee has or may have illegal drugs in his/her possession at work. It will be the responsibility of the 6.2 ST. LOUIS COUNTY BOARD POLICIES DRUG AND ALCOHOL CHAPTER 6 Department Head or their designee to contact the appropriate law enforcement agency to take action in these circumstances. 8. St. Louis County requires that any employee in violation of any of the provisions of this policy will be subject to disciplinary action including possible termination. Each situation involving a violation will be thoroughly investigated and action taken on a case-by-case basis. 9. St. Louis County will take an active role in educating employees of the dangers involved in drug and alcohol use and abuse. The County will continue to promote and maintain efforts of the Health promotion and Employee Assistance Program for the purpose of assisting and rehabilitating employees with drug or alcohol related problems. Employees who may have an alcohol or drug abuse problem are encouraged to seek a professional, confidential assessment from the Employee Assistance program before the problem impacts on the employee’s ability to perform the job. 10. St. Louis County Employees have a responsibility to abide by the provisions of this policy. Any supervisor who observes an individual in violation of these provisions shall document the circumstances, facts and observations made. A departmental investigation shall then be conducted to determine the facts of the situation. For safety reasons County employees have a responsibility to report any situation on the job in which they observe an employee functioning under impaired circumstances or have information indicating that an employee has violated any provision of this policy. St. Louis County may require that any employee in violation of any of the provisions of this policy participate in a referral to the County’s Employee Assistance Program. Compliance with any subsequent referrals for treatment programs will be mandatory. NON DISCRIMINATION STATEMENT - The St. Louis County Drug and Alcohol-Free Workplace Policy will be applied and enforced without discrimination. APPLICANT DRUG TESTING POLICY RESOLUTION NO. 659 BOARD FILE NO. 57053 September 2, 1997 RESOLVED, that the Board authorizes pre-employment drug testing for all new hires in accordance with the St. Louis County Applicant Drug Testing Policy, a copy of which is retained in County Board File No. 57053. The policy is effective October 1, 1997. ST. LOUIS COUNTY APPLICANT DRUG TESTING POLICY I. INTRODUCTION 6.3 ST. LOUIS COUNTY BOARD POLICIES DRUG AND ALCOHOL CHAPTER 6 St. Louis County has a responsibility to its citizens and employees to provide a safe, productive work environment and to assure that its employees are providing services in a physically and psychologically fit manner. In order to achieve these objectives, St. Louis County employees must be able to work in a drug-free working environment, and must themselves be free from the effects of drugs while at work. The purpose of this Policy is to set forth the County’s rules regarding applicant drug testing. This Policy is enacted pursuant to the Minnesota Drug and Alcohol Testing in the Workplace Act (MS 181.950-181.957), and the federal Omnibus Transportation Employee Testing Act of 1991 and the rules promulgated thereunder, and shall utilize the statutory definitions of terms found within the laws. Testing procedures required under federal law shall supersede state law procedures when mandated. This Policy will be applied and enforced without discrimination. II. POLICY APPLICATION The St. Louis County Applicant Drug Testing Policy is applicable to all job applicants not currently employed by St. Louis County. The Civil Service/Personnel Director shall be the administrator of this Policy and shall be the authorized representative to arrange for drug testing services; shall receive testing results; and shall provide notices, as required, to individuals. It is the authority of the Civil Service/Personnel Director to make determinations regarding the application and interpretation of the provisions of this Policy. III. PERSONS SUBJECT TO TESTING All applicants conditionally offered employment shall be subject to testing for the following drugs: marijuana, cocaine, amphetamines, opiates, phencyclidine (PCP) and any other drug tests authorized by law. No person will be tested for drugs without the person’s consent; however, refusal to be tested shall result in the consequences indicated in Section V. “Refusal to Undergo Testing and Adulterated Tests”. IV. CIRCUMSTANCES FOR REQUESTING APPLICANTS TO UNDERGO TESTING Any applicant not currently employed by St. Louis County who is selected for employment with the County will be offered employment conditioned upon the completion of a drug test having negative results. 6.4 ST. LOUIS COUNTY BOARD POLICIES DRUG AND ALCOHOL CHAPTER 6 V. REFUSAL TO UNDERGO TESTING AND ADULTERATED TESTS A. Right to Refuse Test All applicants have the right to refuse to undergo drug testing. If an individual refuses to undergo requested drug testing, no such test shall be given. Adulteration of a test, attempts to delay the taking of the test, or failure to take the test at the appointed time and place may be considered a refusal to test. B. Consequences of Refusal to Take Test An applicant for a position in the classified civil service who refuses to take a drug test shall be disqualified from further consideration for the conditionally offered position, and the applicant’s name shall be removed from ALL eligible lists and may be disqualified by the Civil Service/Personnel Director from applying for positions in the classified service with St. Louis County for a period of two (2) years. An applicant for a position in the unclassified service who refuses to take a drug test shall be disqualified from further consideration for the conditionally offered position. VI. TESTING PROCEDURES: APPLICANT RIGHT TO EXPLAIN TEST RESULTS AND REQUEST A RETEST A. Certified Laboratory The County shall use a certified testing laboratory, licensed pursuant to MS 181.953 and USDOT regulations, to test drug samples. Collection of samples, handling, labeling, identification, and record keeping shall be done pursuant to a uniform chain of custody procedure established by the County. The County shall use the split specimen method for drug testing. Applicants must provide at least 45 ml of urine; 30 ml for the primary specimen and 15 ml for the secondary, or split specimen. The applicant shall complete the appropriate sections of the Chain-of-Custody (COC) forms, initial and date the labels used to cover the specimen bottles, and personally observe the labeling, handling and packaging of the specimens by the medical staff person. Individuals will be allowed to provide specimens in private, unless there is the threat of adulteration to the specimen. The split specimen shall then be sent by overnight courier to the laboratory. The testing laboratory shall prepare a written report indicating the drugs or their metabolites tested for in a sample, and whether the test produced negative or positive test results. The laboratory shall send its report to the 6.5 ST. LOUIS COUNTY BOARD POLICIES DRUG AND ALCOHOL CHAPTER 6 Civil Service/Personnel Director within three working days following a positive confirmatory test or a negative result on the initial screening test. The laboratory shall retain properly stored test samples for at least six months after a confirmatory positive test result. B. Applicant Provided Information An applicant who is requested to take a drug test shall be given the opportunity to review this Policy and shall be provided with a copy of a form upon which the individual will acknowledge that they have seen the St. Louis County Applicant Drug Testing Policy. C. Notice of Test Results Within three working days following receipt of the Medical Review Officer’s written report of the test results from the testing laboratory, the Civil Service/Personnel Department shall inform the applicant in writing of the following: 1. A negative test result on an initial screening or a positive test result that has been verified by a confirmatory test; 2. The right to request and receive a copy of the test results report; 3. The right to request in writing, within three days after a notice of a positive test result, a second confirmatory test of the original sample at the applicant’s expense at the original testing laboratory or another licensed testing laboratory, which retest shall be arranged for by the County. The County shall inform the laboratory of the request for a retest within three days of notice; 4. The right to submit further information that indicates any over-thecounter or prescription medication that the individual is currently taking or has recently taken and any other information relevant to the reliability of, or explanation for, a positive test result to the Medical Review Officer within three working days after notice of a positive test result to explain that result; The Civil Service/Personnel Department will immediately inform the appointing authority in writing of a negative test result on an initial screening, or will inform the appointing authority of a positive test result after the applicant’s information and retest rights have been exhausted. VII. PERSONNEL ACTIONS RESULTING FROM POSITIVE TEST RESULT If an applicant’s positive test result is verified in a confirmatory test or in any confirmatory retest requested by the applicant, the following action will occur, unless the applicant has furnished a valid medical reason to the Medical Review Officer for the positive test result. 6.6 ST. LOUIS COUNTY BOARD POLICIES DRUG AND ALCOHOL CHAPTER 6 CLASSIFIED POSITION: The conditional offer of employment will be withdrawn, the applicant’s name will be removed from ALL eligible lists, and the applicant may be disqualified by the Civil Service/Personnel Director from applying for positions in the classified service with St. Louis County for a period of two (2) years. UNCLASSIFIED POSITION: The conditional offer of employment will be withdrawn. VIII. APPEALS PROCEDURES Any applicant for a position in the classified civil service whose name is removed from an Eligible Register may appeal to the Civil Service Commission. Under Civil Service Rule 6.4, all appeals must be made in writing within ten (10) days of receipt of notice of such removal. IX. DATA PRIVACY The purpose of collecting a body component sample of blood, breath or urine is to test that sample for the presence of drugs. The name, initials and social security number of the person providing the sample are necessary for the sample to be identified accurately but confidentially. Information about medications and other information relevant to the reliability of, or explanation for, a positive test result is requested to ensure that the test is reliable and to determine whether there is a valid medical reason for any drug in the sample. All data collected under this policy is intended for use in determining the suitability of the applicant for employment and is classified as private data. The employer will not disclose drug test reports and other information acquired in the drug testing process to another employer or to a third party individual, governmental agency or private organization without the written consent of the person tested, unless permitted or required by law, court order, or judicial proceeding. 6.7
5 POLICY PROHIBITING DISCRIMINATION, HARASSMENT, RETALIATION, INCLUDING COMPLAINT PROCEDURE RESOLUTION NO. 494 October 4, 2005 WHEREAS, St. Louis County entered into an Americans’ with Disabilities Act (ADA) compliance agreement with the United States Department of Justice, which requires revisions to the “Policy Prohibiting Discrimination, Harassment, and Retaliation, Including Complaint Procedure”; BE IT RESOLVED, that the St. Louis County board hereby approves the revised “Policy Prohibiting Discrimination, Harassment, and Retaliation, Including Complaint Procedure”, as contained in County Board File No. 58455, on file in the office of the County Auditor.
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